Broker Check

Sanchez Wealth and LPL Financial

SWMG utilizes the Broker/Dealer services of LPL Financial. LPL Financial provides SWMG with back-office operations, custody and clearing services, technology and independent unbiased research. 

Key Facts

  • #1 Independent broker/dealer in the nation *
  • Over $3,476.4 (millions) in revenue
  • Over 12,847 affiliated financial advisors nationwide
  • Over 6,200 branch offices
  • Service to over 670 financial institutions
  • Over 2,726 staff with headquarters in San Diego, Boston, and Charlotte
  • Over $330.3 billion in brokerage and advisory assets

* Based on total revenues as reported in Financial Planning magazine, June 1996-2011


Independence at LPL Financial translates to more freedom of product choice, more quality service, more regulatory expertise, and more technological capabilities.

LPL Financial offers no investment products of its own, so LPL Financial advisors can devote their time and energies not to product quotas and sales goals, but to understanding your individual financial objectives. To help them meet your needs with suitable options, LPL Financial provides access to thousands of individual securities and forms alliances with the nation’s leading providers of investment and insur­ance products. 

The Need For Objective

Amid an ever-changing investment landscape, investors need an expert and experienced partner who can guide them through the intricacies of investing and financial planning.

Unbiased Investment Research

Because LPL Financial doesn’t offer proprietary products and doesn’t engage in investment banking activities, we are able to provide unbiased investment recommendations that integrate a broad scope of investment products, including stocks, bonds, annuities, and mutual funds.

LPL Financial advisors have direct access to our team of analysts and to superior tools and technology designed to help increase the value and impact of our independent research. Direct access to these re­sources helps LPL Financial advisors to focus on client relationships and investment solutions.

Your One-On-One Relationship Is Supported By Thousands

More than 2,726 LPL Financial employees in the Boston, San Diego, and Charlotte headquarters assist our financial advisors with everything from product knowledge to client service.